-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WQetVe5WvPFerSBasBKCoan52bx0HPNlWMtTMxOYQ5pXVXID4u4e4c5WFBXmWm64 /ul9W6eNJL7lNsAucqMMtA== 0000914760-03-000038.txt : 20030314 0000914760-03-000038.hdr.sgml : 20030314 20030314170044 ACCESSION NUMBER: 0000914760-03-000038 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20030314 GROUP MEMBERS: BIENVENU MANAGEMENT, LLC GROUP MEMBERS: BROKEN ARROW I, L.P. GROUP MEMBERS: CHARTER OAK PARTNERS, L.P. GROUP MEMBERS: EDWARD SANCHEZ, JR. GROUP MEMBERS: EMPIRE CAPITAL MANAGEMENT, L.L.C. GROUP MEMBERS: EMPIRE CAPITAL PARTNERS, L.P. GROUP MEMBERS: EMPIRE GP, L.L.C. GROUP MEMBERS: JAMES DENNEDY GROUP MEMBERS: PETER J. RICHARDS GROUP MEMBERS: RODNEY BIENVENU GROUP MEMBERS: SCOTT A. FINE GROUP MEMBERS: SEAN P. SEARS FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STRATEGIC SOFTWARE HOLDINGS LLC CENTRAL INDEX KEY: 0001208084 IRS NUMBER: 300091524 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1465 POST ROAD EAST 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2032597387 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MERCATOR SOFTWARE INC CENTRAL INDEX KEY: 0001039276 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 061132156 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-51317 FILM NUMBER: 03604581 BUSINESS ADDRESS: STREET 1: 45 DANBURY RD CITY: WILTON STATE: CT ZIP: 06897 BUSINESS PHONE: 2037617600 MAIL ADDRESS: STREET 1: 45 DANBURY CITY: WILTON STATE: CT ZIP: 06897 FORMER COMPANY: FORMER CONFORMED NAME: TSI INTERNATIONAL SOFTWARE LTD DATE OF NAME CHANGE: 19970514 SC 13D/A 1 s6599813d.txt MARCH 14, 2003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------- SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) MERCATOR SOFTWARE, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE - -------------------------------------------------------------------------------- (Title of Class of Securities) 587587106 - -------------------------------------------------------------------------------- (CUSIP Number) with a copy to: Rodney Bienvenu Kyle C. Badger Strategic Software Holdings, LLC McDermott, Will & Emery 1465 Post Road East, Second Floor 227 West Monroe Westport, Connecticut 06880 Chicago, Illinois 60606 Tel. No.: (203) 259-7387 Tel. (312) 372-2000 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) MARCH 14, 2003 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this statement because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box: [ ] The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the act (however, see the Notes). SCHEDULE 13D CUSIP No. 587587106 ------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON BROKEN ARROW I, L.P. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) 38-3664612 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 1,672,500 BENEFICIALLY ____________________________________ OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON -0- WITH ____________________________________ 9 SOLE DISPOSITIVE POWER 1,672,500 ------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,672,500 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.84% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- SCHEDULE 13D CUSIP No. 587587106 ------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON STRATEGIC SOFTWARE HOLDINGS, LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) 30-0091524 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION CONNECTICUT - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES SEE ITEM 5 BENEFICIALLY ____________________________________ OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON -0- WITH ____________________________________ 9 SOLE DISPOSITIVE POWER SEE ITEM 5 ------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON SEE ITEM 5 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) SEE ITEM 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- SCHEDULE 13D CUSIP No. 587587106 ------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON BIENVENU MANAGEMENT, LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION CONNECTICUT - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES SEE ITEM 5 BENEFICIALLY ____________________________________ OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON -0- WITH ____________________________________ 9 SOLE DISPOSITIVE POWER SEE ITEM 5 ------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON SEE ITEM 5 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) SEE ITEM 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- SCHEDULE 13D CUSIP No. 587587106 ------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON RODNEY BIENVENU I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES SEE ITEM 5 BENEFICIALLY ____________________________________ OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON -0- WITH ____________________________________ 9 SOLE DISPOSITIVE POWER SEE ITEM 5 ------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON SEE ITEM 5 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) SEE ITEM 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- SCHEDULE 13D CUSIP No. 587587106 ------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON JAMES DENNEDY I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES SEE ITEM 5 BENEFICIALLY ____________________________________ OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON -0- WITH ____________________________________ 9 SOLE DISPOSITIVE POWER SEE ITEM 5 ------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON SEE ITEM 5 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) SEE ITEM 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- SCHEDULE 13D CUSIP No. 587587106 ------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON EMPIRE CAPITAL PARTNERS, L.P. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) -------------- - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES SEE ITEM 5 BENEFICIALLY ____________________________________ OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON -0- WITH ____________________________________ 9 SOLE DISPOSITIVE POWER SEE ITEM 5 ------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON SEE ITEM 5 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) SEE ITEM 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- SCHEDULE 13D CUSIP No. 587587106 ------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON EMPIRE GP, L.L.C. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF/OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES SEE ITEM 5 BENEFICIALLY ____________________________________ OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON -0- WITH ____________________________________ 9 SOLE DISPOSITIVE POWER SEE ITEM 5 ------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON SEE ITEM 5 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) SEE ITEM 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- SCHEDULE 13D CUSIP No. 587587106 ------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON EMPIRE CAPITAL MANAGEMENT, L.L.C. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF/OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES SEE ITEM 5 BENEFICIALLY ____________________________________ OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON -0- WITH ____________________________________ 9 SOLE DISPOSITIVE POWER SEE ITEM 5 ------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON SEE ITEM 5 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) SEE ITEM 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- SCHEDULE 13D CUSIP No. 587587106 ------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON SCOTT A. FINE I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF/OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY ____________________________________ OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON SEE ITEM 5 WITH ____________________________________ 9 SOLE DISPOSITIVE POWER -0- ------------------------------------ 10 SHARED DISPOSITIVE POWER SEE ITEM 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON SEE ITEM 5 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) SEE ITEM 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- SCHEDULE 13D CUSIP No. 587587106 ------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON PETER J. RICHARDS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF/OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY ____________________________________ OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON SEE ITEM 5 WITH ____________________________________ 9 SOLE DISPOSITIVE POWER -0- ------------------------------------ 10 SHARED DISPOSITIVE POWER SEE ITEM 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON SEE ITEM 5 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) SEE ITEM 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- SCHEDULE 13D CUSIP No. 587587106 ------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON CHARTER OAK PARTNERS, L.P. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION CONNECTICUT - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 1,000,000 BENEFICIALLY ____________________________________ OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON -0-- WITH ____________________________________ 9 SOLE DISPOSITIVE POWER -1,000,000- ------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,000,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.9% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- SCHEDULE 13D CUSIP No. 587587106 ------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON EDWARD SANCHEZ, JR. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF/PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 17,410 BENEFICIALLY ____________________________________ OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON -19,200- WITH ____________________________________ 9 SOLE DISPOSITIVE POWER 17,410 ------------------------------------ 10 SHARED DISPOSITIVE POWER -19,200- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 36,610 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.11% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN SCHEDULE 13D CUSIP No. 587587106 ------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON SEAN P. SEARS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 3,450 BENEFICIALLY ____________________________________ OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON -0- WITH ____________________________________ 9 SOLE DISPOSITIVE POWER 3,450 ------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,450 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.01% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN SCHEDULE 13D The following constitutes Amendment No. 2 to the Schedule 13D filed by the undersigned. This Amendment No. 2 amends the Schedule 13D as specifically set forth herein. ITEM 2 IS HEREBY AMENDED BY RESTATING THE FIRST PARAGRAPH AS FOLLOWS: This Amendment No. 2 to Schedule 13D is filed by Broken Arrow I, L.P., a Delaware limited partnership ("Broken Arrow"); Strategic Software Holdings, LLC, a Connecticut limited liability company ("SSH"); Bienvenu Management, LLC, a Connecticut limited liability company ("Bienvenu Management"), Rodney Bienvenu, James Dennedy, Empire Capital Partners, L.P., a Delaware limited partnership ("Empire Capital"); Empire GP, L.L.C., a Delaware limited liability company ("Empire GP"); Empire Capital Management, L.L.C., a Delaware limited liability company ("Empire Capital Management") Charter Oak Partners, L.P., a Connecticut limited partnership ("Charter Oak"), Scott A. Fine, Peter J. Richards, Edward Sanchez, Jr., and Sean P. Sears (all of such persons, collectively, the "Reporting Persons"). The business address of Edward Sanchez, Jr. is 150 E. 52nd St. 2nd Floor, New York, NY 10022. The business address of Sean P. Sears is TD Centre, 1791 Barrington St., 4th Floor, Halifax, Nova Scotia B3J 3K9, Canada. ITEM 3 IS HEREBY AMENDED TO ADD THE FOLLOWING: The shares of Common Stock purchased by Edward Sanchez, Jr. and Sean P. Sears were purchased the personal funds of such Reporting Persons. ITEM 4 IS HEREBY AMENDED TO ADD THE FOLLOWING: On March, 14, 2003, SSH filed a preliminary proxy statement with the Securities and Exchange Commission (SEC) announcing its intention to nominate a slate of directors to replace the current board of directors of the Issuer at its next annual meeting. The nominees of SSH include Edward Sanchez, Jr. and Sean P. Sears, and as such, under the rules of the SEC, they may be deemed to be members of a group with SSH. Sanchez and Sears originally acquired the Common Stock held by them for investment purposes. Each of Sanchez's and Sears' primary interest is to maximize the value of his investment. To this end, both Sanchez and Sears intend continually to review the Issuer's business affairs and financial position and future prospects, as well as conditions in the securities markets and general economic and industrial conditions. Based on such evaluation and review and other factors (including, without limitation, the attitude of the Board of Directors and management of the Issuer), each of Sanchez and Sears will continue to consider various alternative courses of action and will in the future take such actions with respect to his investment in the Issuer as he deems appropriate in light of the circumstances existing from time to time. Such actions include seeking representation on the Board of Directors of the Issuer, and may also include making recommendations to members of management concerning various business strategies, acquisitions, dividend policies and other matters, seeking to acquire control of the Issuer through a merger, proxy solicitation, tender offer, exchange offer or otherwise, or such other actions as Sanchez or Sears may deem appropriate. Such actions may involve the purchase of additional Common Stock or, alternatively, may involve the sale of all or a portion of the Common Stock held by them in the open market or in privately negotiated transactions to one or more purchasers. ITEM 5 IS HEREBY AMENDED TO ADD THE FOLLOWING: (a) and (b) Sanchez beneficially owns, as of the date hereof, 36,610 shares of Common Stock, representing 0.11% of the outstanding shares of Common Stock. The shares of Common Stock beneficially owned by Sanchez include warrants to purchase 17,410 shares of Common Stock which are currently exercisable for $8.98 per share held by ES Capital Partners LLP, of which ES Advisors LLC is the general partner. Mr. Sanchez wholly owns and controls ES Advisors LLC. The shares of Common Stock beneficially owned by Sanchez also include 19,200 shares of common stock in an account owned by First New York Securities, L.L.C. and managed by Mr. Sanchez . Mr. Sanchez has shared voting and dispositive power with respect to such shares of common stock owned by First New York Securities, L.L.C. Sears beneficially owns, as of the date hereof, 3,450 shares of Common Stock, representing 0.01% of the outstanding shares of Common Stock. Mr. Sanchez and Mr. Sears have the sole power to vote and dispose of the Common Stock beneficially owned by them. Each of Sanchez , Sears, Ron Bienvenu, James Dennedy, Scott Fine and Peter Richards disclaims beneficial ownership of any shares of common stock beneficially owned by any other Reporting Person. Each of the Empire entities and Charter Oaks disclaims beneficial ownership of any shares of common stock beneficially owned by any of Sanchez, Sears, Broken Arrow I, L.P. and SSH. Each of Broken Arrow I, L.P. and SSH disclaims beneficial ownership of any shares of common stock beneficially owned by any of the Empire entities or Charter Oaks. (c) Item 5(c) of the Reporting Person's Amendment No. 1 to Schedule 13D is hereby amended and restated in its entirety as follows: The following transactions in the Issuer's Common Stock were effected by the Reporting Persons since the date of the their most recent filing on Schedule 13D. All of such transactions represent open market transactions.
Reporting Person Buy/Sell Trade Date Shares Price/Share ($) ---------------- -------- ---------- ------ --------------- Broken Arrow I Buy 12/13/02 25,000 0.9600 Broken Arrow I Buy 12/13/02 7,800 0.9800 Broken Arrow I Buy 12/13/02 5,000 0.9890 Broken Arrow I Buy 12/13/02 12,200 0.9900 Broken Arrow I Buy 12/23/02 30,000 0.9000 Broken Arrow I Sell 01/23/03 10,000 1.9025 Broken Arrow I Sell 01/23/03 15,000 1.9000 Broken Arrow I Sell 01/24/03 3,200 1.8100 Broken Arrow I Sell 01/24/03 3,700 1.8329 Broken Arrow I Sell 01/24/03 6,300 1.8103 Broken Arrow I Sell 01/24/03 10,000 1.8192 Broken Arrow I Sell 01/24/03 10,000 1.8760 Broken Arrow I Sell 01/24/03 10,000 1.8580 Broken Arrow I Sell 01/24/03 15,000 1.8500 Broken Arrow I Sell 01/24/03 20,900 1.8200 Broken Arrow I Sell 01/24/03 20,900 1.8300 Broken Arrow I Sell 01/28/03 7,500 1.9000 Broken Arrow I Sell 01/29/03 5,000 1.8500 Broken Arrow I Sell 01/30/03 3,000 1.7200 Broken Arrow I Sell 01/30/03 10,000 1.7300 Broken Arrow I Sell 01/30/03 17,000 1.7100 Broken Arrow I Sell 01/30/03 80,000 1.7000 Broken Arrow I Sell 01/31/03 200 1.5700 Broken Arrow I Sell 01/31/03 1,100 1.5900 Broken Arrow I Sell 01/31/03 2,300 1.5600 Broken Arrow I Sell 01/31/03 4,100 1.6100 Broken Arrow I Sell 01/31/03 4,200 1.6500 Broken Arrow I Sell 01/31/03 5,000 1.6600 Broken Arrow I Sell 01/31/03 5,000 1.6554 Broken Arrow I Sell 01/31/03 5,100 1.5800 Broken Arrow I Sell 01/31/03 5,400 1.6000 Broken Arrow I Sell 01/31/03 7,500 1.6200 Broken Arrow I Sell 01/31/03 16,300 1.6300 Broken Arrow I Sell 01/31/03 26,300 1.5500 Broken Arrow I Sell 02/03/03 5,000 1.6900 Broken Arrow I Sell 02/03/03 1,000 1.6450 Broken Arrow I Sell 02/03/03 3,000 1.6700 Broken Arrow I Sell 02/03/03 2,500 1.7100 Broken Arrow I Sell 02/03/03 3,400 1.7200 Broken Arrow I Sell 02/03/03 6,200 1.6200 Broken Arrow I Sell 02/03/03 700 1.6300 Broken Arrow I Sell 02/03/03 100 1.7410 Broken Arrow I Sell 02/03/03 5,000 1.7500 Broken Arrow I Sell 02/03/03 14,900 1.7400 Broken Arrow I Sell 02/03/03 8,700 1.7300 Broken Arrow I Sell 02/03/03 300 1.7310 Broken Arrow I Sell 02/03/03 100 1.7210 Broken Arrow I Sell 02/03/03 11,500 1.6400 Broken Arrow I Sell 02/03/03 15,100 1.6500
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS 1. Press Release of Strategic Software Holdings, LLC, dated March 14, 2003. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: March 14, 2003 By: /s/ Rodney Bienvenu -------------------------------------- Rodney Bienvenu, individually, and as Chairman & CEO of Strategic Software Holdings, LLC, for itself and as general partner of Broken Arrow I., L.P., and as a member of Bienvenu Management, LLC By: /s/ James Dennedy -------------------------------------- James Dennedy, individually, and as a member of Bienvenu Management, LLC By: /s/ Scott A. Fine -------------------------------------- Scott A. Fine, individually, and as managing member of Empire GP, L.L.C., and as general partner of Empire Capital Partners, L.P.; and as managing member of Empire Capital Management, L.L.C., and as attorney-in-fact of Charter Oak Partners, L.P. By: /s/ Peter J. Richards -------------------------------------- Peter J. Richards, individually, and as managing member of Empire GP, L.L.C., and as general partner of Empire Capital Partners, L.P.; and as managing member of Empire Capital Management, L.L.C., and as attorney-in-fact of Charter Oak Partners, L.P. By: /s/ Edward Sanchez, Jr. -------------------------------------- Edward Sanchez, Jr. By: /s/ Sean P. Sears -------------------------------------- Sean P. Sears EX-99.1 3 s6599813dx991.txt PRESS RELEASE STRATEGIC SOFTWARE HOLDINGS ANNOUNCES SLATE OF DIRECTOR NOMINEES FOR MERCATOR SOFTWARE INC. New York, NY, March 14, 2003 -- Strategic Software Holdings ("SSH") today has filed a preliminary proxy statement with the Securities and Exchange Commission, announcing its intention to nominate a slate of directors to replace the current board of directors of Mercator Software Inc. (Nasdaq: MCTR) at the company's next annual meeting in May. SSH's nominees are: o Rodney Bienvenu, Chairman and CEO of Strategic Software Holdings and former President and CEO of SageMaker, Inc.; o Peter J. Boni, Chairman and CEO of Surebridge, Inc. and former CEO of Prime Response; o Dan Hoogterp, Founder and CEO of TQuist and former CEO of Retrieval Technologies Inc.; o Edward Sanchez, Jr., Founder of ES Advisors LLC; o Sean Sears, CEO, President and Founder of Abridean and former President of Cycor Communications; o Michael Turillo, Jr., Partner, Financial Services, IBM Business Consulting Services; and o Michael R. Wodopian, Director of Marketing, Optical Products Group, Intel Corporation. Rodney Bienvenu, Chairman and CEO of SSH, stated, "As Mercator's largest shareholder, we are taking this action because the current board has steered the company into a precarious situation and the company lacks a realistic strategy for creating shareholder value. Management's current plan fails to address the market realities of the enterprise software market and Mercator's position in it. In addition, management seems oblivious to the fact that the company has become all but invisible to the outside world and is increasingly becoming irrelevant in the marketplace. With almost no analyst coverage and a steadily declining share of the enterprise applications market, shareholders must act before their investments dwindle to nothing. The history of the enterprise software market is littered with companies that simply withered away while an entrenched board and well paid management team fiddled, leaving shareholders holding a sad, empty bag. "We believe our nominees will be far better stewards of shareholders' investments. Our slate of nominees brings a wealth of experience across every aspect of the enterprise software industry and their expertise and credentials will be highly valuable to the company, its customers, its shareholders, and its employees as we explore all strategic alternatives to maximize the value of Mercator." ABOUT SSH Strategic Software Holdings is an investment firm that makes equity investments and executes buyouts on behalf of itself and its investors. Based in Westport, Connecticut, the firm draws on the partners' extensive knowledge of all aspects of the enterprise software industry to execute high value strategic transactions and to achieve substantial risk adjusted returns for shareholders and portfolio companies. SSH makes equity investments for long-term appreciation, either through a controlling ownership of a company or by taking strategic minority ownership interests. SSH co-invests a significant portion of its capital in its investments and shares the risks of ownership with its investors. SSH filed with the Securities and Exchange Commission today a preliminary proxy statement relating to the solicitation of proxies with respect to the 2003 Mercator annual meeting of stockholders. SSH will file with the Commission, and will furnish to Mercator's stockholders, a definitive proxy statement and may file other proxy solicitation materials. Investors and security holders are urged to read the proxy statement and any other proxy solicitation materials (when they become available) because they will contain important information. Investors and security holders may obtain a free copy of the preliminary proxy statement and the definitive proxy statement (when it is available) and other documents filed by SSH with the Commission at the Commission's website at http://www.sec.gov/. You may also access a copy of SSH's preliminary proxy statement and definitive proxy statement (when it is available) by accessing http://www.savemercator.com. In addition, you may obtain a free copy of the definitive proxy statement (when it is available) by contacting Innisfree M&A Incorporated toll free at (888) 750-5834 (banks and brokers call collect at (212) 750-5833). Detailed information regarding the names, affiliations and interests of individuals who may be deemed participants in the solicitation of proxies of Mercator stockholders is available in the preliminary proxy statement filed by SSH with the Commission on Schedule 14A today. Some of the statements contained in this release may constitute "forward-looking statements," which for this purpose, includes all statements that are not of historical facts. The actual future financial performance of Mercator could differ materially from those anticipated by these forward-looking statements. There can be no assurance that SSH or its nominees will succeed in their efforts to turn Mercator around. Contacts: Media: Brunswick Lekha Rao / Wendel Carson - 212-333-3810 Investors: Innisfree Arthur Crozier / Peter Walsh - 212-750-5833 -----END PRIVACY-ENHANCED MESSAGE-----